Page 2

What is Form ADV?

Advisers use Form ADV to register as an investment adviser with the SEC.  Form ADV has two parts.  Part 1 contains information about the adviser's education, business and disciplinary history within the last ten years. Part 1 is filed electronically with the SEC.  Part 2 includes information on an adviser's services, fees, and investment strategies. Currently, the SEC does not require advisers to file Part 2 electronically.

Before you hire someone to be your investment adviser, always ask for, and carefully read, both parts of the adviser's Form ADV. You can find a copy of an investment adviser's most recent Form ADV (Part 1 only at this time) on the Investment Adviser Public Disclosure (IAPD) website. Your investment adviser must furnish you with a copy of Part 2 of Form ADV.  The next link will open the Form ADV Part II and Schedule F for P38 Enterprises, Inc.

P38 Form ADV Part II and Schedule F

What is the CFP® designation?

The CFP® certification marks are financial planning credentials awarded by Certified Financial Planner Board of Standards Inc. (CFP Board) to individuals who meet education, examination, experience and ethics requirements.

Additional content will be added as time permits.